Chapter Three: Method and Practice

This chapter discusses the research design, the method of data generation, the form of data that were being sought and the way in which they were 'transformed' into knowledge. As such, this is a chapter that is of fundamental importance to the study, as it is the method of inquiry, the methodology and their application that dictated the form and style of data that would be generated.

Hermeneutics and Phenomenology

According to Honderich, Hermes was a messenger of the Greek gods, whose name gave rise to the terms 'hermeneuein' (to interpret) and 'hermeneutike' (techne), the art of interpretation (1995, pp. 353-4). Its original use was in the interpretation of ancient texts, most notably the Bible, and it is still employed in this theological arena in the late 20Th century. Honderich also identifies three distinct 'phases' of hermeneutics which have evolved in modern times (1995, pp. 353-4). The first phase, or form, of hermeneutics, was identified and given cohesion by Friederich Schleiermacher (1768-1834), a Protestant theologian and avid scholar of the works of Plato. For Schleiermacher, the 'interpreters' goal was the understanding of the texts as well as, or better than, the authors themselves. He advocated that the interpreter try to become aware of the unconscious mind of the author, ' ... except in so far as he reflects on [his] own work and becomes [his] own reader' (Honderich 1995, p. 353). Here the text was to be interpreted from two aspects; in terms of the language in which it was written, and in terms of the reasoning and internal development of the author. It was also acknowledged however, that a definitive understanding of any text would be improbable, given that we cannot gain a singularly complete knowledge of any language or person. We can, however, use hermeneutics to place us in a position that significantly increases our awareness and comprehension, and this is what Schleiermacher sought to promote.

Schleiermacher's own biographer, Wilhelm Dilthey (1833-1911) went on to develop a second phase of hermeneutics, also extending Emmanuel Kant's ideas in this regard, to the cultural sciences. Dilthey's view of hermeneutic's extended to the understanding and interpretation of all human behaviour and products as 'texts', rather than only what was written in the form of ancient documents. He also added another 'dimension' to this method of inquiry, that of the 'lived experience' of the author, the expression and understanding of their 'spirit', which the researcher was encouraged to know and understand as an integral part of the hermeneutical process (Honderich 1995, pp. 353-4).

Dilthey was also involved in the third phase of hermeneutics, exerting his influence on Martin Heidegger (1889-1976), a German philosopher who is most often acknowledged as being the progenitor of a movement known as 'existentialism'. Heidegger also became aware of hermeneutics through his theological background, but in his writing, paid repeated tributes to Dilthey, whom he credited with bringing the field of hermeneutics into prominence (Spiegelberg 1982, pp. 380-3). Heidegger, however, further developed the use of hermeneutics in reference to '... non-symbolic facts of the real world, to human being or Dasein'.

In fact it is the interpretation of this particular type of being for which Heidegger reserved the term "hermeneutic". Only indirectly is hermeneutics relevant to ontology in general, since it deals with Dasein, i.e., that type of being which provides the foundation for the interpretation of Being in general (Spiegelberg 1982, p. 394).

This last 'phase' of hermeneutical thought favours one of the three principle forms of knowledge given credence by Jurgen Habermas and which, he asserts, operates

... within a methodological framework of the interpretation of common experience and [are] oriented to a maximum intersubjectivity of mutual understanding (Habermas 1972, cited in Waters 1994, pp. 192-3).

Hermeneutics no longer presents rules for, or a theory of, interpretation; it is the interpretation of 'Dasein' (Honderich 1995, p. 353).

As such, 'objective' interpretation is discarded in favour of understanding the concept of 'being' and 'being there', in unique environments. To Heidegger, there is more to understanding than merely comprehending the 'text', whatever its form; there is for example, the author and their world, which we must also try to understand if we are to attain a fuller insight of what is being 'said', or 'told'. Heidegger's hermeneutic's also embraced the concept and importance of phenomenology, but in a manner which 'defied' traditional understandings of phenomenology at that time. His concept of phenomenology focused upon '...what shows itself ... [but] ... more specifically ...what shows itself in person' (Spiegelberg 1982, p. 382). As Spiegelberg notes, it was a concept which alluded that the phenomenon of 'being' is '... an autonomous entity with powers of its own, independent of and prior to our thinking' (1982, p. 382). In essence, phenomenology represents a method of inquiry into the world of 'being' which aims to understand the 'meaning' of life by probing pre-reflective awareness.

Heidegger is also credited with 'endowing' phenomenology with a much greater significance than it had previously experienced. He was also a loyal follower of Edmund Husserl (1859-1938), the German philosopher who is most generally credited with being the founder of phenomenology as a form of 'serious' inquiry. Husserl's background was originally in the field of logic and mathematics, but the period from 1884-1886, when Husserl studied with Franz Brentano (1838-1917), proved to be pivotal in Husserl's 'development' of the concept of phenomenology. According to Lindlof '... Husserl's philosophy of phenomenology sought to define the "essence" of the objects of our perceptions' (1995, p. 32). Husserl asserted that our ability to 'be conscious' dictates the way in which we 'see' and 'face' the world we live in, that consciousness is inherently 'intentional' and hence that consciousness is always a conscious awareness of something (Lindlof 1995, p. 32). It was Husserl's objective to try and understand the essence of things; to achieve some comprehension of how common objects of perception are meaningfully constituted.

By engaging in phenomenological research, it becomes possible to illuminate some of the fundamental ways in which we make sense of everyday life calling for the researcher to '... see what is normally hidden and forgotten ...' (Spiegelberg 1982, p. 382). That is, to recollect, or engender recollection and then recognise the value of the hidden, concealed and forgotten. In fact the second component of the term 'phenomenology' means in its literal sense '... a method of taking the hidden out of its hiding, and of detecting it as "unhidden", i.e., as truth (Spiegelberg 1982, p. 383).

Arguably it is the French phenomenologists however, such as Jean-Paul Sartre (1905-1980), Maurice Merleau-Ponty (1907-1961) and Paul Ricoeur, who are credited with making this form of inquiry more 'accessible' and allowing it to be utilised in other fields of study such as psychology, religion, literature and politics. Not only did the French 'de-mystify' the previously difficult terminology of both Husserl and Heidegger, they also succeeded in broadening phenomenology's range of reference (Kearney 1994, pp. 12-13).

Ricoeur's concept of phenomenology, for example, is one that is irrefutably tied to the notion of interpretation. It is his belief that '... we do not begin with a pure reflective consciousness ... that [the human subject] can only interpret himself by interpeting the "signs" of an external world not his own' (Kearney 1994, p. 92). That is, that the individual cannot accept that their 'consciousness' is objective simply by its very nature, rather they must accept that this 'consciousness' is a product of complex socio-historical worlds. Sartre firmly believed that,

... truth is subjectivity, with the phenomenological message that we must return to our "lived" experience in order to rediscover an intentional and creative relationship with the world (Kearney 1994, p. 53).

Rather than rely simply on the power of words as being a form of '... mental duplication of the world ... ' (Gusdorf 1965, p. 38), Sartre argued that the individual must, by necessity, accept their 'being' as one which is fundamentally value-laden. In terms of language and communication, truth does not necessarily reside in the words themselves, but must be sought after 'beyond' the words, by means of interpretation. It is in this sense that I see hermeneutics as being able to provide a practical and effective 'partnership', when allied with phenomenology and particularly where the objective is the search for information which may be transformed into knowledge.

Hermeneutic-phenomenology is a method of inquiry rather than a theoretical standpoint, through which a researcher can effectively 'funnel' his or her research findings. Whilst it is readily acknowledged that there are many diversities within the separate 'hermeneutic' and 'phenomenological' forms of social inquiry, there exists within these diversities some fundamental and shared principles (Spiegelberg 1982, pp. 1-19; Zaner and Ihde 1973, pp. 333-74). These principles include an interest in understanding the phenomena at hand from the 'inside', in the study of the lifeworld, in comprehending the meaning of everyday experiences; in providing credible insights of our 'social' world.

By 'partnering' hermeneutics and phenomenology, which argues is inevitable given that all description is necessarily interpretation Heidegger (1962, p. 37), the researcher,

... tries to be attentive to both terms of its methodology: it is a descriptive (phenomenological) methodology because it wants to be attentive to how things appear, it wants to let things speak for themselves; it is an interpretive (hermeneutic) methodology because it claims that there are no such things as uninterpreted phenomena (Van Manen 1991, p. 180).

Van Manen's conceptualisation of hermeneutic-phenomenology is used in this research study, as his approach reflects much of my own sentiments regarding research inquiries and data analysis. This took into account the fact that I was concerned with the life experience's of the individual, consequent meanings and behaviours derived from these experiences, and so understanding of the lives of these individuals within their own unique contexts. In Van Manen's words, hermeneutic-phenomenological research is concerned with '... a search for the fullness of living' (1990, p. 12), and providing an approach which allows the study of the lifeworld,

... the world as we immediately experience it pre-reflectively rather than as we conceptualize, categorize, or reflect on it (Schutz and Luckmann 1973; Husserl 1970 cited in Van Manen 1990, p. 9).

This approach, or method of inquiry, attempts to describe and interpret the relevant meanings of the research, to a '... certain degree of depth and richness' (Van Manen 1990, p. 11). It does not focus upon statistical relationships, but attempts to resolve meanings '... as we live them in our everyday existence, our life-world' (Van Manen 1990, p. 11).

Hermeneutic-phenomenology is particularly interested in the complexities and diversities of our societies (1991, p. 18). The determining factor in my decision to utilise Van Manen's approach was, however, his specific concern for the articulation and importance of context, the need for the development of creative approaches and procedures when carrying out research studies, (which he argues should be uniquely suited to both project and individual researcher), and an understanding and awareness of 'self' within the context of the study boundaries.

The Study Process: Beginning, Doing and Achieving

Little research has been carried out in terms of men talking about themselves, particularly in relation to the utilisation of the electronic environment. Studies that been carried out are indicative of immense amounts of 'untold' data, particularly in terms of men 'telling' of their lived experiences.

In early December 1997, I began to place strategic advertisements on the Internet in order to see what reaction I might receive from men who might be interested in taking part in my study. I placed these advertisements (see I) in newsgroups such as alt.acadia and soc.men, on listservs such as anthro-l, and on message boards such as Pathfinder and the Augsburg College Bulletin Board System. These advertisements were worded to reflect the nature, intentions and bounds of the prospective project. They stressed a strong ethos of confidentiality and anonymity, if required, and the necessity for close and frequent interaction over an extended period of time.

On the return of each consent form, the investigative section of my research began in earnest, as it was an inherent factor in this study that a trusting an honest relationship be established between myself and my co-investigators, as quickly as possible (see Chapter 4). In all, six men, ranging in age from 21 years to 72 years chose to participate in the study; four from the United States of America, one from the United Kingdom, and one American who has lived in Australia for several years. All of the men reported that they were heterosexual, three were married, and the remaining three were not in current relationships at the time of the study. Participation was purely voluntary, with no monetary (or other) incentives offered.

Seidman's 'Three Interview Series' was used as the method of interviewing and obtaining data, with adaptations made as necessary to suit the context of this study. The purpose of this specific method of interviewing was to; (1) generate data regarding the participant's life history (2) obtain details of participant's life experiences pursuant to the issue of masculinity and identity, and to (3) allow for participants to reflect upon the meanings of these life experiences. The only specific requirement for this study was that the participant be male, which was stipulated in the advertisements. Measures were taken to ensure that this was in fact true in each case, given the nature of the study medium, and the ambiguity that often surrounds interaction in this context concerning sex and gender. As such, and although these measures were undertaken, and despite the fact that I am confident that I did in fact interview 'men', I cannot say, with absolute certainty, that this was in fact the definitive truth.

The Construction of Themes from the Data

Themes, or the act of construction of thematic formulations, help the researcher to focus upon the 'significant' factors in the data, in relation to what they are seeking to understand. According to Van Manen, a theme is the experience of meaning, a simplification of the summary of the significant factor (1990, p. 87). It is not an object one encounters at certain points or moments in a text but is a way of 'capturing' the phenomenon one is trying to understand.

Also important is our understanding of how themes come to 'be', which Van Manen explains as being the needfulness or desire to make sense, the sense we are able to make of something, the openness to do something, and, finally, the process of insightful invention, discovery and disclosure (1990, p. 88). In terms of how a theme relates to the notion of what is being studied, the theme is the means to get at the notion, gives shape to the shapeless, describes the content of the notion, and is always a reduction of a notion (Van Manen 1990, p. 88). Phenomenological themes ' ... are not objects or generalizations; metaphorically speaking they are more like knots in the webs of our experiences, around which certain lived experiences are spun and thus lived through as meaningful wholes' (Van Manen 1990, p. 90). In utilising these themes to guide us in our explorations, we can attain a deeper, more comprehensive insight into our world (Van Manen 1990, p. 90.

Uncovering the Thematic Statements

In seeking meaning, Van Manen asserts that ' ... any lived-experience description is an appropriate source for uncovering thematic aspects of the phenomenon it describes ... ' (1990, p. 92). However, he also concedes that some descriptions may be a richer source of information than others, and that different people will contribute more to our understanding of life, than others. Nevertheless, he argues, ' ... when a person shares with us a certain experience then there will always be something there for us to gather ... ' (Van Manen 1990, p. 92). Van Manen also states that, in general, the researcher has a choice of three ' ... approaches toward uncovering or isolating the thematic aspects of a phenomenon in some texts ... ' (Van Manen 1990 p. 92). (1) the wholistic or sententious approach; (2) the selective or highlighting approach and (3) the detailed or line-by-line approach.

In this study, I chose to employ the second approach, that of the selective or highlighting approach, where the researcher reads the text several times and asks, '... What statement(s) or phrase(s) seem particularly essential or revealing about the phenomenon or experience being described ... ?', with the ensuing statements then being underlined, circled or highlighted (Van Manen 1990, p. 93). I made this decision after considering both the form of the data being generated, and the way it was being procured. The second approach also mirrored Seidman's concept of coding and analysis of the data, where the data may be organised into categories, and then 'searches' made for patterns and connections between these categories which might be called themes (1991, pp. 99-103). Seidman also stresses, however, the quandary that is often involved with categorising, asserting that:

The process of working with excerpts from participants' interviews, seeking connections among them, and building interpretative categories is demanding and often involves risks. The danger is that the researcher will try to enforce the excerpts into categories, and the categories into themes that he or she already has in mind, rather than let them develop from experience of the participants as represented in the interviews (Seidman 1991, p. 101).

It was important then, to remain aware of the dangers involved with self-categorisation, and to allow the themes to emerge from the data itself.

Emerging Thematic Statements

Given the analytic framework within which I chose to work, the following major thematic statements emerged.

Themes Related to the Medium of Communication Used:

(1) That the degree of self-disclosure of participants, did in fact reach the level that I had desired, and required for this study, and that it was more than capable of generating such levels if the researcher remained aware of the traps and pitfalls which accompany this medium, just as in 'conventional' interaction.

(2) That electronic forms of interaction, particularly as part of a research study, are more difficult to sustain, although this may be an affect of the long-term relationship requirements of this particular project.

(3) That the fact that I was a female researcher was of significant value with regards to the degree and type of data which was generated by participants.

Themes Generated by Participant Data

(4) That these men needed to talk about their lives, in an emotional and reflective manner in order to comprehend something of their masculine selves.

(5) That parental relationships, particularly those between father and son, were significant factors in the majority of participants present day sense of self, and how they conceived of themselves as men. This also affected their later attitudes towards girlfriends, wives and children and friends.

Conclusion

The primary aim of this chapter has been to explore and contextualise the method of inquiry used in this study, to illustrate how interviews were structured and how this method was used as a framework within which significant emerging themes could be revealed. This method of inquiry demonstrated a working relationship between method and practice, which could maximise the transformation of data into information and knowledge. It should be noted, however, that this study is very much a preliminary and exploratory research 'journey'. It is nevertheless potent and enigmatic, and it is these two extremes that I, as researcher, must remain mindful of as I document my findings.  

Author : Caroline M Bennett
Copyright © 1998. All rights reserved.
Revised: October 16, 2001 .